Compliance analyst

Hyderabad, Andhra Pradesh (IN)
as per market std
24 Jun 2022
24 Jul 2022
Job Function
Industry Sector
Asset Management
Employment Type
Full Time

Address day to day compliance alerts/warnings in batch monitoring related to trading strategies and the application of technology related or manual controls created and applied during this process Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to positions and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position Assist in resolving queries from regional compliance team and Front Office on compliance matters Assist with ongoing review of relevant processes and procedures to ensure best practice

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